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Compliance Manager in Financial Planning! City based, hybrid

  • W1D4JQ
  • £45,000 - £55,000 GBP / Year
  • Salary: £45,000 - £55,000

Angela Mortimer

Compliance and Operations Manager required for boutique financial planning organisation. This role is a pivotal link in the company between the business, workflow and also ensuring the firm remains compliant and profitable. A key part of the role will be managing the FCA CRM database systems as well as liaising with the FCA to ensure the firm is compliant. Responsibilities also include: Chairing the Investment Committee Running Advisor 121 meeti…

To apply for this job please visit www.reed.co.uk.

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